Jamie McAndrew - 24 Aug 2023 Form 3 Insider Report for WINDTREE THERAPEUTICS INC /DE/ (WINT)

Reporting relationship
VP, Controller, & CAO
Issuer ticker
WINT
Reported as of
24 Aug 2023
Net transaction value
$0
Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
05 Sep 2023, 19:21:25 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jamie McAndrew

Key filing fact

Jamie McAndrew filed Form 3 for WINDTREE THERAPEUTICS INC /DE/ (WINT) on 05 Sep 2023.

Key facts

  • This page summarizes Jamie McAndrew's Form 3 filing for WINDTREE THERAPEUTICS INC /DE/ (WINT).
  • 0 reported transactions and 8 derivative rows are listed below.
  • Accepted by SEC: 05 Sep 2023, 19:21.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WINT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,233
Date
24 Aug 2023
Ownership
Direct
WINT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1
Date
24 Aug 2023
Ownership
By Trust
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WINT holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
24 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1
Exercise price
$6990.00
Footnotes
F2
WINT holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
24 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2
Exercise price
$5310.00
Footnotes
F2
WINT holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
24 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5
Exercise price
$3690.00
Footnotes
F2
WINT holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
24 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
200
Exercise price
$592.50
Footnotes
F2
WINT holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
24 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
400
Exercise price
$272.00
Footnotes
F2
WINT holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
24 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
220
Exercise price
$272.00
Footnotes
F3
WINT holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
24 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
372
Exercise price
$51.00
Footnotes
F4
WINT holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
24 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,000
Exercise price
$1.21
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan.

Footnote F2

The shares subject to this option are fully vested and exercisable.

Footnote F3

This employee stock option shall vest and become exercisable with respect to one-third of the total number of shares subject to the option on an annual basis (every 12 months) with the first vest date on January 22, 2022 provided that the reporting person remains in continuous service on each vesting date.

Footnote F4

This employee stock option shall vest and become exercisable with respect to one-twelfth of the total number of shares subject to the option on a quarterly basis (every three months) with the first vest date on May 31, 2022 provided that the reporting person remains in continuous service on each vesting date.

Footnote F5

This employee stock option shall vest and become exercisable with respect to one-third of the total number of shares subject to the option on an annual basis (every 12 months) with the first vest date on August 23, 2024 provided that the reporting person remains in continuous service on each vesting date.

SEC remarks

Exhibit List - Exhibit 24 - Power of Attorney

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