Robert Benjamin Scott - 02 Sep 2023 Form 4 Insider Report for Nuwellis, Inc. (NUWE)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
06 Sep 2023, 16:23:45 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jessica Herron, by Power of Attorney

Key filing fact

Robert Benjamin Scott filed Form 4 for Nuwellis, Inc. (NUWE) on 06 Sep 2023.

Key facts

  • This page summarizes Robert Benjamin Scott's Form 4 filing for Nuwellis, Inc. (NUWE).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 06 Sep 2023, 16:23.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NUWE transaction Derivative

Incentive Stock Option (right to buy)

Award

Transaction value
$0
Shares
+18,643
Change %
Price
$0.000000
Shares after
18,643
Date
02 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
18,643
Exercise price
$1.79
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .