Jeremy Rosenberg - 15 May 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Reporting relationship: Interim CFO & SVP Bus Dev
Issuer ticker: HLIT
Reported as of: 15 May 2023
Net transaction value: -$35,470
SEC form: 4
Accepted by SEC: 17 May 2023, 16:22:25 UTC
Prior SEC filing: 09 Mar 2023
Source filing: View source filing
Reporting owner signature: /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan

Key filing fact

Jeremy Rosenberg filed Form 4 for HARMONIC INC (HLIT) on 17 May 2023.

Key facts

This page summarizes Jeremy Rosenberg's Form 4 filing for HARMONIC INC (HLIT).
5 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 17 May 2023, 16:22.

Change

Previous filing in this sequence was filed on 09 Mar 2023.
Current net transaction value: -$35,470.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HLIT transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +7,832
Change %: +5.3%
Price: $0.000000
Shares after: 155,380
Date: 15 May 2023
Ownership: Direct

HLIT transaction

Common Stock

Tax liability

Transaction value: $35,470
Shares: -2,151
Change %: -1.4%
Price: $16.49
Shares after: 153,229
Date: 15 May 2023
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HLIT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -3,033
Change %: -25%
Price: $0.000000
Shares after: 9,100
Date: 15 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,033
Exercise price: $0.000000

HLIT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -2,799
Change %: -12%
Price: $0.000000
Shares after: 19,594
Date: 15 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,799
Exercise price: $0.000000

HLIT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -2,000
Change %: -33%
Price: $0.000000
Shares after: 4,000
Date: 15 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,000
Exercise price: $0.000000

^* marks a reported price that did not pass the local price check.

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