Jeremy Rosenberg - Mar 3, 2023 Form 3 Insider Report for HARMONIC INC (HLIT)

Role: Interim CFO & SVP Bus Dev
Signature: Laura A Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol: HLIT
Transactions as of: Mar 3, 2023
Transactions value $: $0
Form type: 3
Date filed: 3/9/2023, 04:05 PM
Next filing: May 17, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HLIT	Common Stock						148K	Mar 3, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HLIT	Restricted Stock Units							Mar 3, 2023	Common Stock	36.4K	$0.00	Direct	F1, F2
holding	HLIT	Restricted Stock Units							Mar 3, 2023	Common Stock	33.6K	$0.00	Direct	F1, F3
holding	HLIT	Restricted Stock Units							Mar 3, 2023	Common Stock	6K	$0.00	Direct	F1, F4
holding	HLIT	Restricted Stock Units							Mar 3, 2023	Common Stock	34.8K	$0.00	Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F2	Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant vested on February 15, 2022, and equal quarterly increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until 100% vested as of February 15, 2024.
F3	Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant vested on February 15, 2023, and equal quarterly increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until 100% vested as of February 15, 2025.
F4	Thirty three percent of the Shares subject to the Restricted Stock Units are scheduled to vest on May 15, 2023, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, so as to be 100% vested on May 15, 2025.
F5	Thirty three percent of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2024, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, so as to be 100% vested on February 15, 2026.