Guthrie Dundas - 05 Apr 2023 Form 4 Insider Report for SUNPOWER CORP

Reporting relationship: Interim CFO
Issuer ticker: N/A
Reported as of: 05 Apr 2023
Net transaction value: -$50,363
SEC form: 4
Accepted by SEC: 07 Apr 2023, 16:06:27 UTC
Prior SEC filing: 03 Mar 2023
Source filing: View source filing
Reporting owner signature: /s/ Bette Tsien, as attorney-in-fact for Guthrie Dundas

Key filing fact

Guthrie Dundas filed Form 4 for SUNPOWER CORP on 07 Apr 2023.

Key facts

This page summarizes Guthrie Dundas's Form 4 filing for SUNPOWER CORP.
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 07 Apr 2023, 16:06.

Change

Previous filing in this sequence was filed on 03 Mar 2023.
Current net transaction value: -$50,363.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPWR transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +11,065
Change %: +327%
Price: $0.000000
Shares after: 14,452
Date: 05 Apr 2023
Ownership: Direct

SPWR transaction

Common Stock

Tax liability

Transaction value: $50,363
Shares: -3,827
Change %: -26%
Price: $13.16
Shares after: 10,625
Date: 05 Apr 2023
Ownership: Direct
Footnotes: F1

SPWR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,340
Date: 05 Apr 2023
Ownership: By Thacher-Dundas Revocable Living Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -11,065
Change %: -50%
Price: $0.000000
Shares after: 11,065
Date: 05 Apr 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 11,065
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares.

Footnote F2

Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Footnote F3

The remaining RSUs vest on April 5, 2024.