Guthrie Dundas - 01 Mar 2023 Form 4 Insider Report for SUNPOWER CORP

Role
Interim CFO
Signature
/s/ Bette Tsien, as attorney-in-fact for Guthrie Dundas
Issuer symbol
N/A
Transactions as of
01 Mar 2023
Net transactions value
-$35,580
Form type
4
Filing time
03 Mar 2023, 17:10:11 UTC
Previous filing
02 Mar 2023
Next filing
07 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPWR Common Stock Options Exercise $0 +1,772 $0.000000 1,772 01 Mar 2023 Direct
transaction SPWR Common Stock Options Exercise $0 +197 +11% $0.000000 1,969 01 Mar 2023 Direct
transaction SPWR Common Stock Options Exercise $0 +3,745 +190% $0.000000 5,714 01 Mar 2023 Direct
transaction SPWR Common Stock Tax liability $35,580 -2,327 -41% $15.29 3,387 01 Mar 2023 Direct F1
holding SPWR Common Stock 4,340 01 Mar 2023 By Thacher-Dundas Revocable Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -1,772 -33% $0.000000 3,543 01 Mar 2023 Common Stock 1,772 Direct F2, F3
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -197 -50% $0.000000 197 01 Mar 2023 Common Stock 197 Direct F2, F4
transaction SPWR Restricted Stock Units (RSUs) Options Exercise $0 -3,745 -25% $0.000000 11,235 01 Mar 2023 Common Stock 3,745 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares.
F2 Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F3 The remaining RSUs vest in equal installments on March 1, 2024 and March 1, 2025.
F4 The remaining RSUs vest on March 1, 2024.
F5 The remaining RSUs vest in equal installments on March 1, 2024, March 1, 2025 and March 1, 2026.