ROC Energy Holdings, LLC - 09 Dec 2021 Form 4 Insider Report for ROC Energy Acquisition Corp. (DTI)

Reporting relationship: 10%+ Owner
Issuer ticker: DTI
Reported as of: 09 Dec 2021
Net transaction value: +$810,000
SEC form: 4
Accepted by SEC: 16 Dec 2021, 18:38:58 UTC
Prior SEC filing: 08 Dec 2021
Source filing: View source filing
Reporting owner signature: ROC Energy Holdings, LLC /s/ Joseph Drysdale, Managing Member of FP SPAC 2, LLC, the General Partner of ROC Energy Holdings, LLC

Key filing fact

ROC Energy Holdings, LLC filed Form 4 for ROC Energy Acquisition Corp. (DTI) on 16 Dec 2021.

Key facts

This page summarizes ROC Energy Holdings, LLC's Form 4 filing for ROC Energy Acquisition Corp. (DTI).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 16 Dec 2021, 18:38.

Change

Previous filing in this sequence was filed on 08 Dec 2021.
Current net transaction value: +$810,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DTI transaction

Common Stock

Purchase

Transaction value: $810,000
Shares: +81,000
Change %: +1.4%
Price: $10.00
Shares after: 5,971,000
Date: 09 Dec 2021
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Consists of 81,000 placement units purchased by ROC Energy Holdings, LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer in connection with the full exercise of the over-allotment. Each such unit consists of one share of Common Stock and one right to receive one-tenth (1/10) of one share of Common Stock.

Footnote F2

Sponsor is the record holder of the securities reported herein. FP SPAC 2, LLC is the general partner of the Sponsor, of which Joseph Drysdale, Jeff Brownlow and Matt Mathison, each of who are managing members. Each of our officers, directors and strategic advisors is a member of the Sponsor. Each such individual disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he or she may have therein, directly or indirectly.