ROC Energy Holdings, LLC - Dec 6, 2021 Form 4 Insider Report for ROC Energy Acquisition Corp. (DTI)

Role
10%+ Owner
Signature
ROC Energy Holdings, LLC /s/ Joseph Drysdale, Managing Member of FP SPAC 2, LLC, the General Partner of ROC Energy Holdings, LLC
Stock symbol
DTI
Transactions as of
Dec 6, 2021
Transactions value $
$7,150,000
Form type
4
Date filed
12/8/2021, 08:53 PM
Previous filing
Dec 1, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DTI Common Stock Purchase $7.15M +715K +13.82% $10.00 5.89M Dec 6, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of 715,000 placement units purchased by ROC Energy Holdings, LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one share of Common Stock and one right to receive one-tenth (1/10) of one share of Common Stock.
F2 Sponsor is the record holder of the securities reported herein. FP SPAC 2, LLC is the general partner of the Sponsor, of which Joseph Drysdale, Jeff Brownlow and Matt Mathison, each of who are managing members. Each of our officers, directors and strategic advisors is a member of the Sponsor. Each such individual disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he or she may have therein, directly or indirectly.