Key facts
- This page summarizes DuPont Albert's Form 4 filing for RR Donnelley & Sons Co.
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Mar 2022, 05:05.
DuPont Albert - 25 Feb 2022 Form 4 Insider Report for RR Donnelley & Sons Co
- Reporting relationship
- EVP, Chief Commercial Officer
- Issuer ticker
- N/A
- Reported as of
- 25 Feb 2022
- Net transaction value
- -$205,456
- SEC form
- 4
- Accepted by SEC
- 01 Mar 2022, 05:05:14 UTC
- Prior SEC filing
- 13 Jul 2021
- Source filing
- View source filing
- Reporting owner signature
- Deborah L. Steiner, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
DuPont Albert filed Form 4 for RR Donnelley & Sons Co on 01 Mar 2022.
Change
- Previous filing in this sequence was filed on 13 Jul 2021.
- Current net transaction value: -$205,456.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RRD
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $95,090
- Shares
- -8,764
- Change %
- -100%
- Price
- $10.85
- Shares after
- 0
- Date
- 25 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
RRD
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +10,172
- Change %
- Price
- Shares after
- 10,172
- Date
- 25 Feb 2022
- Ownership
- Direct
- Footnotes
- F2
RRD
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $110,366
- Shares
- -10,172
- Change %
- -100%
- Price
- $10.85
- Shares after
- 0
- Date
- 25 Feb 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RRD
transaction
Derivative
Phantom Stock
Options Exercise
- Transaction value
- Shares
- -10,172
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 86,849
- Exercise price
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
DuPont Albert is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
On February 25, 2022, R. R. Donnelley & Sons Company (the "Company") was acquired by Chatham Delta Parent, Inc. ("Parent") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 14, 2021, by and among the Company, Parent, and Warrior Chatham Delta Acquisition Sub, Inc., a wholly owned subsidiary of Chatham (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Company common stock converted into the right to receive $10.85 per share in cash without interest (the "Merger Consideration").
Footnote F2
Pursuant to the Merger Agreement, at the Effective Time, each outstanding phantom restricted stock unit converted into the right to receive the Merger Consideration.
Footnote F3
Each share of phantom stock is payable in shares of common stock or cash.
Footnote F4
Phantom stock is payable in shares of common stock or cash in three equal installments, subject to reporting person's continued employment.