DuPont Albert - Jul 1, 2021 Form 3 Insider Report for RR Donnelley & Sons Co (RRD)

Signature
/s/ Deborah L. Steiner, attorney-in-fact for Albert DuPont
Stock symbol
RRD
Transactions as of
Jul 1, 2021
Transactions value $
$0
Form type
3
Date filed
7/13/2021, 05:30 PM
Next filing
Mar 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RRD Common Stock 8.76K Jul 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RRD Employee Stock Option (right to buy) Jul 1, 2021 Common Stock 1K $21.48 Direct F1
holding RRD Phantom Stock Jul 1, 2021 Common Stock 10.2K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option is exercisable. The option vested in four equal annual installments beginning on March 2, 2013.
F2 Phantom Stock is payable in shares of common stock or cash in three equal annual installments. The last installment will vest on March 4, 2022, subject to reporting person's continued employment.
F3 Represents the economic equivalent of common stock, which may be settled in Company common stock or cash upon vesting.