DuPont Albert - 01 Jul 2021 Form 3 Insider Report for RR Donnelley & Sons Co

Signature
/s/ Deborah L. Steiner, attorney-in-fact for Albert DuPont
Issuer symbol
N/A
Transactions as of
01 Jul 2021
Net transactions value
$0
Form type
3
Filing time
13 Jul 2021, 17:30:47 UTC
Next filing
01 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RRD Common Stock 8,764 01 Jul 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RRD Employee Stock Option (right to buy) 01 Jul 2021 Common Stock 1,000 $21.48 Direct F1
holding RRD Phantom Stock 01 Jul 2021 Common Stock 10,172 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option is exercisable. The option vested in four equal annual installments beginning on March 2, 2013.
F2 Phantom Stock is payable in shares of common stock or cash in three equal annual installments. The last installment will vest on March 4, 2022, subject to reporting person's continued employment.
F3 Represents the economic equivalent of common stock, which may be settled in Company common stock or cash upon vesting.