Key facts
- This page summarizes NORTHWOOD VENTURES LLC's Form 4 filing for Zevia PBC (ZVIA).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 22 Sep 2021, 15:47.
NORTHWOOD VENTURES LLC - 26 Jul 2021 Form 4 Insider Report for Zevia PBC (ZVIA)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- ZVIA
- Reported as of
- 26 Jul 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 22 Sep 2021, 15:47:32 UTC
- Prior SEC filing
- 22 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Peter G. Schiff, Managing Partner
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
NORTHWOOD VENTURES LLC filed Form 4 for Zevia PBC (ZVIA) on 22 Sep 2021.
Change
- Previous filing in this sequence was filed on 22 Sep 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ZVIA
transaction
Class B Common Stock
Other
- Transaction value
- Shares
- -347,082
- Change %
- -7.1%
- Price
- Shares after
- 4,544,570
- Date
- 26 Jul 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3
ZVIA
transaction
Class B Common Stock
Other
- Transaction value
- Shares
- -61,250
- Change %
- -7.1%
- Price
- Shares after
- 801,982
- Date
- 26 Jul 2021
- Ownership
- Direct
- Footnotes
- F1, F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ZVIA
transaction
Derivative
Class B Units
Other
- Transaction value
- Shares
- -347,082
- Change %
- -7.1%
- Price
- Shares after
- 4,544,570
- Date
- 26 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 347,082
- Exercise price
- Footnotes
- F2, F3, F5
ZVIA
transaction
Derivative
Class B Units
Other
- Transaction value
- Shares
- -61,250
- Change %
- -7.1%
- Price
- Shares after
- 801,982
- Date
- 26 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 61,250
- Exercise price
- Footnotes
- F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
This Form 4 is filed jointly by Northwood Ventures LLC ("Ventures") and Northwood Capital Partners LLC ("CP"). Ventures and CP may be deemed to be members of a "group".
Footnote F2
Information for Ventures.
Footnote F3
Represents Class B Units of Zevia LLC and a corresponding number of shares of Class B Common Stock of the Issuer transferred by the respective Reporting Person to the Issuer in connection with the closing of the Issuer's initial public offering ("IPO") at a price of $13.055 (the per-share price paid by the underwriters for shares of the Class A Common Stock in the IPO).
Footnote F4
Information for CP.
Footnote F5
The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer, or, at the Issuer's election, cash. Upon exchange of a Class B Unit (or redemption for cash), the corresponding share of Class B Common Stock will be automatically cancelled.