Northwood Ventures Llc - Jul 21, 2021 Form 3 Insider Report for Zevia PBC (ZVIA)

Role
10%+ Owner
Signature
/s/ Peter G. Schiff, Managing Partner
Stock symbol
ZVIA
Transactions as of
Jul 21, 2021
Transactions value $
$0
Form type
3
Date filed
9/22/2021, 03:45 PM
Next filing
Sep 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ZVIA Class B Common Stock 4.89M Jul 21, 2021 Direct F1, F2
holding ZVIA Class B Common Stock 863K Jul 21, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ZVIA Class B Common Stock Jul 21, 2021 Class A Common Stock 4.89M Direct F3, F4
holding ZVIA Class B Units Jul 21, 2021 Class A Common Stock 863K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 is filed jointly by Northwood Ventures LLC ("Ventures") and Northwood Capital Partners LLC ("CP"). Ventures and CP may be deemed to be members of a "group".
F2 Information for Ventures.
F3 Information for CP.
F4 The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer, or, at the Issuer's election, cash. Upon exchange of a Class B Unit (or redemption for cash), the corresponding share of Class B Common Stock will be automatically cancelled.