Key facts
- This page summarizes Ronald S. Altbach's Form 4/A - Amendment filing for SMART FOR LIFE, INC..
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 29 Jun 2022, 10:35.
Ronald S. Altbach - 09 Jun 2022 Form 4/A - Amendment Insider Report for SMART FOR LIFE, INC.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 09 Jun 2022
- Net transaction value
- +$4,000
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 29 Jun 2022, 10:35:20 UTC
- Original report date
- 13 Jun 2022
- Prior SEC filing
- 14 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ronald S. Altbach
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ronald S. Altbach filed Form 4/A - Amendment for SMART FOR LIFE, INC. on 29 Jun 2022.
Change
- Previous filing in this sequence was filed on 14 Mar 2022.
- Current net transaction value: +$4,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SMFL
transaction
Common Stock
Options Exercise
- Transaction value
- $2,000
- Shares
- +200,000
- Change %
- +400%
- Price
- $0.0100*
- Shares after
- 250,000
- Date
- 09 Jun 2022
- Ownership
- Direct
SMFL
transaction
Common Stock
Sale
- Transaction value
- $2,000
- Shares
- +4,505
- Change %
- +1.9%
- Price
- $0.4440
- Shares after
- 245,495
- Date
- 09 Jun 2022
- Ownership
- Direct
- Footnotes
- F1, F2
SMFL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,000,000
- Date
- 09 Jun 2022
- Ownership
- Held by Mesa Lane LLC
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SMFL
transaction
Derivative
Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -200,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 09 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 200,000
- Exercise price
- $0.0100
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On June 9, 2022, the Reporting Person exercised a stock option to purchase 200,000 shares of common stock of the Issuer for $0.01 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 4,505 of the option shares to pay the exercise price and issuing to the Reporting Person the remaining 195,495 shares.
Footnote F2
On June 13, 2022, the Reporting Person filed a Form 4 which incorrectly stated that the number of shares withheld was 888. This amendment has been filed by the Reporting Person to report the correct number of shares.
Footnote F3
The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.