Ronald S. Altbach - Mar 10, 2022 Form 4 Insider Report for SMART FOR LIFE, INC. (SMFL)

Role
Director
Signature
/s/ Ronald S. Altbach
Stock symbol
SMFL
Transactions as of
Mar 10, 2022
Transactions value $
$0
Form type
4
Date filed
3/14/2022, 04:10 PM
Previous filing
Feb 15, 2022
Next filing
Jun 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMFL Common Stock Award $0 +50K $0.00 50K Mar 10, 2022 Direct F1
holding SMFL Common Stock 1M Mar 10, 2022 Held by Mesa Lane LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 10, 2022, the Reporting Person was granted a restricted stock award for 50,000 shares of common stock under the Issuer's 2022 Equity Incentive Plan that is subject to monthly vesting over a one year period. Subject to certain exceptions, the unvested shares are subject to forfeiture in the event that the Reporting Person's service to the Issuer is terminated prior to vesting.
F2 The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.