Key facts
- This page summarizes Andrew Alan Lambert's Form 4 filing for Heliogen, Inc. (HLGN).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 05 May 2023, 18:06.
Andrew Alan Lambert - 03 May 2023 Form 4 Insider Report for Heliogen, Inc. (HLGN)
- Reporting relationship
- Chf. Mfg. & Sply. Chain Ofc.
- Issuer ticker
- HLGN
- Reported as of
- 03 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 May 2023, 18:06:04 UTC
- Prior SEC filing
- 22 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Deborah Chen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Andrew Alan Lambert filed Form 4 for Heliogen, Inc. (HLGN) on 05 May 2023.
Change
- Previous filing in this sequence was filed on 22 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HLGN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +200,000
- Change %
- +26%
- Price
- $0.000000
- Shares after
- 970,866
- Date
- 03 May 2023
- Ownership
- Direct
- Footnotes
- F1
HLGN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 96
- Date
- 03 May 2023
- Ownership
- As custodian for UTMA account
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
These shares are represented by restricted stock units ("RSUs") granted on May 3, 2023 under Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. The shares of Common Stock underlying the RSUs will vest over a period of four years. 6.25% of the shares of Common Stock underlying the RSUs vest on June 15, 2023 and on each March 15, June 15, September 15 and December 15 thereafter, subject to the Reporting Person's continuous service.
Footnote F2
The shares are held in a custodial account established for an immediate family member of the Reporting Person pursuant to the Uniform Transfers to Minors Act for which the Reporting Person serves as a custodian. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.