Key facts
- This page summarizes Steven Schell's Form 4/A - Amendment filing for Heliogen, Inc. (HLGN).
- 4 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 07 Jan 2022, 20:36.
Steven Schell - 30 Dec 2021 Form 4/A - Amendment Insider Report for Heliogen, Inc. (HLGN)
- Reporting relationship
- Chief Technology Officer
- Issuer ticker
- HLGN
- Reported as of
- 30 Dec 2021
- Net transaction value
- $0
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 07 Jan 2022, 20:36:48 UTC
- Original report date
- 05 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Dorothy Vinsky, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Steven Schell filed Form 4/A - Amendment for Heliogen, Inc. (HLGN) on 07 Jan 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HLGN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +150,996
- Change %
- Price
- $0.000000
- Shares after
- 150,996
- Date
- 30 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HLGN
transaction
Derivative
Employee Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +1,509,964
- Change %
- Price
- $0.000000
- Shares after
- 1,509,964
- Date
- 30 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,509,964
- Exercise price
- $0.1800
- Footnotes
- F2, F3
HLGN
transaction
Derivative
Employee Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +1,006,643
- Change %
- Price
- $0.000000
- Shares after
- 1,006,643
- Date
- 30 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,006,643
- Exercise price
- $0.0900
- Footnotes
- F3, F4
HLGN
transaction
Derivative
Employee Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +201,328
- Change %
- Price
- $0.000000
- Shares after
- 201,328
- Date
- 30 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 201,328
- Exercise price
- $0.0900
- Footnotes
- F3, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
These shares are represented by restricted stock units ("RSUs") issued by Heliogen, Inc., a Delaware corporation ("Legacy Heliogen") and assumed by the Issuer on December 30, 2021 pursuant to that certain Business Combination Agreement ("Merger Agreement"), dated as of July 6, 2021, by and among Athena Technology Acquisition Corp., a Delaware corporation ("Athena"), HelioMax Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Athena, and Legacy Heliogen. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. Six and one-quarter percent (6.25%) of the shares underlying the RSUs vest in quarterly installments with the first installment vesting on March 15, 2022, subject to the Reporting Person's continuous service.
Footnote F2
The shares shall vest in 48 equal monthly installments commencing on July 22, 2020, subject to the Reporting Person's continuous service.
Footnote F3
Represents options issued by Legacy Heliogen and assumed by the Issuer on December 30, 2021 pursuant to the Merger Agreement.
Footnote F4
One quarter (25%) of the shares vested on February 6, 2020, and the remainder of the shares shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.
Footnote F5
The shares shall vest in 48 equal monthly installments commencing on December 6, 2018, subject to the Reporting Person's continuous service.
SEC remarks
The original Form 4, filed on January 5, 2022, is being amended by this Form 4/A to correct the previously reported exercise price of the stock options. The number of shares underlying the stock options previously reported correctly accounted for the Exchange Ratio (as defined in the Merger Agreement). The exercise price for the stock options has now also been adjusted to reflect the Exchange Ratio.