Key facts
- This page summarizes Jeffrey Edward Thatcher's Form 4 filing for Spectral AI, Inc. (MDAI).
- 5 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 14 Sep 2023, 16:02.
Jeffrey Edward Thatcher - 11 Sep 2023 Form 4 Insider Report for Spectral AI, Inc. (MDAI)
- Reporting relationship
- CHIEF SCIENTIST
- Issuer ticker
- MDAI
- Reported as of
- 11 Sep 2023
- Net transaction value
- $0
- Reporting owner signature
- /s/ Jeffrey Thatcher
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Jeffrey Edward Thatcher filed Form 4 for Spectral AI, Inc. (MDAI) on 14 Sep 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RCLF
transaction
COMMON STOCK
Other
- Transaction value
- Shares
- +23,278
- Change %
- Price
- Shares after
- 23,278
- Date
- 11 Sep 2023
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RCLF
transaction
Derivative
INCENTIVE STOCK OPTION
Other
- Transaction value
- Shares
- +569,350
- Change %
- Price
- Shares after
- 569,350
- Date
- 11 Sep 2023
- Ownership
- Direct
- Underlying class
- COMMON STOCK
- Underlying amount
- 569,350
- Exercise price
- $1.03
- Footnotes
- F1, F3, F4
RCLF
transaction
Derivative
INCENTIVE STOCK OPTION
Other
- Transaction value
- Shares
- +232,783
- Change %
- Price
- Shares after
- 232,783
- Date
- 11 Sep 2023
- Ownership
- Direct
- Underlying class
- COMMON STOCK
- Underlying amount
- 232,783
- Exercise price
- $2.17
- Footnotes
- F1, F3, F4
RCLF
transaction
Derivative
INCENTIVE STOCK OPTION
Other
- Transaction value
- Shares
- +24,248
- Change %
- Price
- Shares after
- 24,248
- Date
- 11 Sep 2023
- Ownership
- Direct
- Underlying class
- COMMON STOCK
- Underlying amount
- 24,248
- Exercise price
- $4.95
- Footnotes
- F1, F4, F5
RCLF
transaction
Derivative
INCENTIVE STOCK OPTION
Other
- Transaction value
- Shares
- +7,274
- Change %
- Price
- Shares after
- 7,274
- Date
- 11 Sep 2023
- Ownership
- Direct
- Underlying class
- COMMON STOCK
- Underlying amount
- 7,274
- Exercise price
- $4.54
- Footnotes
- F1, F4, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").
Footnote F2
The Reporting Person received these shares of Common Stock in connection with the Closing for no additional consideration.
Footnote F3
These options are vested and exercisable.
Footnote F4
The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests.
Footnote F5
These options vest and become exercisable as follows: 33% of the stock options vested on 2/3/2023; 33% vest on 2/3/2024; and the remainder vest on 2/3/2025.
Footnote F6
These options vest and become exercisable as follows: 33% of the stock options vest on 4/13/2024; 33% vest on 4/13/2025; and the remainder vest on 4/13/2026.