RIPP ROBERT - 12 May 2021 Form 4 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Reporting relationship: Director
Issuer ticker: LPTH
Reported as of: 12 May 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 14 May 2021, 21:17:31 UTC
Source filing: View source filing
Reporting owner signature: /s/ Natalie N Cockayne attorney-in-fact

Key filing fact

RIPP ROBERT filed Form 4 for LIGHTPATH TECHNOLOGIES INC (LPTH) on 14 May 2021.

Key facts

This page summarizes RIPP ROBERT's Form 4 filing for LIGHTPATH TECHNOLOGIES INC (LPTH).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 14 May 2021, 21:17.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPTH transaction

Class A common stock

Options Exercise

Transaction value
Shares: +419,176
Change %: +54%
Price
Shares after: 1,194,176
Date: 12 May 2021
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

RIPP ROBERT is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting.

SEC remarks

The reporting person ceased serving as a Director of LightPath Technologies, Inc. effective May 11, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of LightPath Technologies, Inc. and, therefore, will no longer report any such transactions on Form 4 or Form 5.