Nicole Carrillo - 30 Mar 2023 Form 4 Insider Report for loanDepot, Inc. (LDI)

Reporting relationship: EVP & Chief Accounting Officer
Issuer ticker: LDI
Reported as of: 30 Mar 2023
Net transaction value: -$32,158
SEC form: 4
Accepted by SEC: 03 Apr 2023, 16:54:39 UTC
Prior SEC filing: 01 Mar 2023
Source filing: View source filing
Reporting owner signature: /s/ Nicole Carrillo

Key filing fact

Nicole Carrillo filed Form 4 for loanDepot, Inc. (LDI) on 03 Apr 2023.

Key facts

This page summarizes Nicole Carrillo's Form 4 filing for loanDepot, Inc. (LDI).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 03 Apr 2023, 16:54.

Change

Previous filing in this sequence was filed on 01 Mar 2023.
Current net transaction value: -$32,158.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LDI transaction

Class A Common Stock, par value $0.001 per share

Sale

Transaction value: $32,158
Shares: -20,000
Change %: -9.1%
Price: $1.61
Shares after: 199,149
Date: 30 Mar 2023
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.

Footnote F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.54 to $1.67. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected.