Nicole Carrillo - Feb 16, 2023 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role: EVP & Chief Accounting Officer
Signature: /s/ Nicole Carrillo
Stock symbol: LDI
Transactions as of: Feb 16, 2023
Transactions value $: -$49,355
Form type: 4
Date filed: 3/1/2023, 08:29 PM
Previous filing: Feb 1, 2023
Next filing: Apr 3, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LDI	Class A Common Stock, par value $0.001 per share	Options Exercise		+11.2K	+4.84%		243K	Feb 16, 2023	Direct	F1, F2
transaction	LDI	Class A Common Stock, par value $0.001 per share	Tax liability	-$8.69K	-3.88K	-1.6%	$2.24	239K	Feb 16, 2023	Direct	F1, F3
transaction	LDI	Class A Common Stock, par value $0.001 per share	Sale	-$40.7K	-20K	-8.36%	$2.03	219K	Feb 27, 2023	Direct	F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LDI	Restricted Stock Units	Options Exercise	$0	-11.2K	-25%	$0.00	33.6K	Feb 16, 2023	Class A Common Stock	11.2K		Direct	F1, F2, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was an exempt transaction on February 16, 2023, which is being reported late by the Reporting Person due to an inadvertent administrative error.
F2	Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
F3	Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
F4	The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.
F5	The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.06. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected.
F6	Restricted stock units were granted on February 16, 2021, with 11,212 vesting on each of February 16, 2022, February 16, 2023 and February 16, 2024, and 11,213 vesting on each of February 16, 2025 and February 16, 2026.