Henry Elkus - 16 Dec 2022 Form 4 Insider Report for Energy Vault Holdings, Inc. (NRGV)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
10 Feb 2023, 18:26:21 UTC
Prior SEC filing
15 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Timothy Maloche, Attorney-in-Fact

Key filing fact

Henry Elkus filed Form 4 for Energy Vault Holdings, Inc. (NRGV) on 10 Feb 2023.

Key facts

  • This page summarizes Henry Elkus's Form 4 filing for Energy Vault Holdings, Inc. (NRGV).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 10 Feb 2023, 18:26.

Change

  • Previous filing in this sequence was filed on 15 Aug 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NRGV transaction

Common Stock

Award

Transaction value
$0
Shares
+43,271
Change %
+185%
Price
$0.000000
Shares after
66,684
Date
16 Dec 2022
Ownership
Direct
Footnotes
F1
NRGV holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,357,944
Date
16 Dec 2022
Ownership
Held by HSI Energy Vault I LLC
NRGV holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
933,839
Date
16 Dec 2022
Ownership
Held by HSI Energy Vault II LLC
NRGV holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
116,728
Date
16 Dec 2022
Ownership
Held by HSI EV Brasil LLC
NRGV holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
55,952
Date
16 Dec 2022
Ownership
Held by EN Fund I, A Series of Helena Special Investments AL Ventures, LP
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Henry Elkus is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) in three equal annual installments, such that the RSUs will be fully vested on October 31, 2025.

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