Henry Elkus - Aug 11, 2022 Form 4 Insider Report for Energy Vault Holdings, Inc. (NRGV)

Role
Director
Signature
/s/ Daniel Gunning, Attorney-in-Fact
Stock symbol
NRGV
Transactions as of
Aug 11, 2022
Transactions value $
$0
Form type
4
Date filed
8/15/2022, 08:28 PM
Previous filing
Jul 20, 2022
Next filing
Feb 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NRGV Common Stock Other $0 -2.36M -50% $0.00 2.36M Aug 11, 2022 Held by HSI Energy Vault I LLC F1
transaction NRGV Common Stock Other $0 +23.4K $0.00 23.4K Aug 11, 2022 Direct F2
transaction NRGV Common Stock Other $0 -934K -50% $0.00 934K Aug 11, 2022 Held by HSI Energy Vault II LLC F1
transaction NRGV Common Stock Other $0 -117K -50% $0.00 117K Aug 11, 2022 Held by HSI EV Brasil LLC F1
transaction NRGV Common Stock Other $0 -56K -50% $0.00 56K Aug 12, 2022 Held by EN Fund I, A Series of Helena Special Investments AL Ventures, LP F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a disposition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid.
F2 Represents an acquisition of securities from an in-kind distribution from HSI Energy Vault I LLC to its members, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).
F3 Helena Special Investments LLC executed an acknowledgement letter with Helena Zepak EV LLC on July 20, 2022, and pursuant to such acknowledgement letter, Helena Special Investments LLC and the reporting person ceased to be the beneficial owner of 1,608,009 shares of the Issuer held by Helena Zepak EV LLC.