Henry Elkus - 11 Aug 2022 Form 4 Insider Report for Energy Vault Holdings, Inc. (NRGV)

Role
Director
Signature
/s/ Daniel Gunning, Attorney-in-Fact
Issuer symbol
NRGV
Transactions as of
11 Aug 2022
Net transactions value
$0
Form type
4
Filing time
15 Aug 2022, 20:28:06 UTC
Previous filing
20 Jul 2022
Next filing
10 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NRGV Common Stock Other $0 -2,357,943 -50% $0.000000 2,357,944 11 Aug 2022 Held by HSI Energy Vault I LLC F1
transaction NRGV Common Stock Other $0 +23,413 $0.000000 23,413 11 Aug 2022 Direct F2
transaction NRGV Common Stock Other $0 -933,838 -50% $0.000000 933,839 11 Aug 2022 Held by HSI Energy Vault II LLC F1
transaction NRGV Common Stock Other $0 -116,727 -50% $0.000000 116,728 11 Aug 2022 Held by HSI EV Brasil LLC F1
transaction NRGV Common Stock Other $0 -55,952 -50% $0.000000 55,952 12 Aug 2022 Held by EN Fund I, A Series of Helena Special Investments AL Ventures, LP F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a disposition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid.
F2 Represents an acquisition of securities from an in-kind distribution from HSI Energy Vault I LLC to its members, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).
F3 Helena Special Investments LLC executed an acknowledgement letter with Helena Zepak EV LLC on July 20, 2022, and pursuant to such acknowledgement letter, Helena Special Investments LLC and the reporting person ceased to be the beneficial owner of 1,608,009 shares of the Issuer held by Helena Zepak EV LLC.