Key facts
- This page summarizes Stephen J. George's Form 4 filing for Forge Global Holdings, Inc. (FRGE).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 16 Jun 2023, 21:25.
Stephen J. George - 14 Jun 2023 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)
- Reporting relationship
- Director
- Issuer ticker
- FRGE
- Reported as of
- 14 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Jun 2023, 21:25:49 UTC
- Prior SEC filing
- 01 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mark P. Lee, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Stephen J. George filed Form 4 for Forge Global Holdings, Inc. (FRGE) on 16 Jun 2023.
Change
- Previous filing in this sequence was filed on 01 Sep 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FRGE
transaction
Common Stock, $0.0001 par value per share
Award
- Transaction value
- $0
- Shares
- +111,111
- Change %
- +463%
- Price
- $0.000000
- Shares after
- 135,111
- Date
- 14 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F2
FRGE
holding
Common Stock, $0.0001 par value per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,957,103
- Date
- 14 Jun 2023
- Ownership
- Panorama Growth Partners II, LP
- Footnotes
- F3
FRGE
holding
Common Stock, $0.0001 par value per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,434,124
- Date
- 14 Jun 2023
- Ownership
- Panorama Equidate Co-Investment, LLC
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each RSU represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/4th of the shares subject to the award shall vest and settle on the first Quarterly Vesting Date occurring after the grant date and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year.
Footnote F2
All of these securities consist of RSUs.
Footnote F3
Includes 2,957,103 shares of common stock held by Panorama Growth Partners II, LP and 1,434,124 shares of common stock held by Panorama Equidate Co-Investment, LLC. Panorama Point Partners GP II, LLC, an entity which is managed by the Reporting Person, is the general partner of Panorama Growth Partners II, LP. Panorama Point Partners, LLC, an entity which the Reporting Person is the controlling manager, is the manager of Panorama Equidate Co-Investment, LLC. The Reporting Person disclaims beneficial ownership of all securities held by Panorama Growth Partners II, LP and Panorama Equidate Co-Investment, LLC except to the extent of his pecuniary interest therein.