Stephen J. George - Aug 30, 2022 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role: Director
Signature: /s/ Mark P. Lee, Attorney-in-Fact
Stock symbol: FRGE
Transactions as of: Aug 30, 2022
Transactions value $: $0
Form type: 4
Date filed: 9/1/2022, 05:03 PM
Previous filing: Mar 30, 2022
Next filing: Jun 16, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FRGE	Common Stock, $0.0001 par value per share	Award	$0	+24K	$0.00	24K	Aug 30, 2022	Direct	F1
holding	FRGE	Common Stock, $0.0001 par value per share					2.96M	Aug 30, 2022	Panorama Growth Partners II, LP	F2
holding	FRGE	Common Stock, $0.0001 par value per share					1.43M	Aug 30, 2022	Panorama Equidate Co-Investment, LLC	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/12th of the shares subject to the award shall vest and settle beginning on the first Quarterly Vesting Date occurring after the date the Reporting Person's service as a non-employee member of the Board of Directors of the Issuer commenced and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year.
F2	Includes 2,957,103 shares of Common Stock held by Panorama Growth Partners II, LP and 1,434,124 shares of Common Stock held by Panorama Equidate Co-Investment, LLC. Panorama Point Partners GP II, LLC, an entity which is managed by the Reporting Person, is the general partner of Panorama Growth Partners II, LP. Panorama Point Partners, LLC, an entity which the Reporting Person is the controlling manager, is the manager of Panorama Equidate Co-Investment, LLC. The Reporting Person disclaims beneficial ownership of all securities held by Panorama Growth Partners II, LP and Panorama Equidate Co-Investment, LLC except to the extent of his pecuniary interest therein.

Content

These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/12th of the shares subject to the award shall vest and settle beginning on the first Quarterly Vesting Date occurring after the date the Reporting Person's service as a non-employee member of the Board of Directors of the Issuer commenced and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year.

Includes 2,957,103 shares of Common Stock held by Panorama Growth Partners II, LP and 1,434,124 shares of Common Stock held by Panorama Equidate Co-Investment, LLC. Panorama Point Partners GP II, LLC, an entity which is managed by the Reporting Person, is the general partner of Panorama Growth Partners II, LP. Panorama Point Partners, LLC, an entity which the Reporting Person is the controlling manager, is the manager of Panorama Equidate Co-Investment, LLC. The Reporting Person disclaims beneficial ownership of all securities held by Panorama Growth Partners II, LP and Panorama Equidate Co-Investment, LLC except to the extent of his pecuniary interest therein.