Billy L. Peck Jr. - 22 Nov 2022 Form 4 Insider Report for EVO Transportation & Energy Services, Inc.

Reporting relationship: EVP, Business Development
Issuer ticker: N/A
Reported as of: 22 Nov 2022
Net transaction value: +$502
SEC form: 4
Accepted by SEC: 29 Aug 2023, 16:42:06 UTC
Prior SEC filing: 14 Dec 2021
Source filing: View source filing
Reporting owner signature: /s/ Billy L. (Trey) Peck, Jr.

Key filing fact

Billy L. Peck Jr. filed Form 4 for EVO Transportation & Energy Services, Inc. on 29 Aug 2023.

Key facts

This page summarizes Billy L. Peck Jr.'s Form 4 filing for EVO Transportation & Energy Services, Inc..
7 reported transactions and 12 derivative rows are listed below.
Accepted by SEC: 29 Aug 2023, 16:42.

Change

Previous filing in this sequence was filed on 14 Dec 2021.
Current net transaction value: +$502.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EVOA transaction

Common Stock

Options Exercise

Transaction value: $502
Shares: +5,022,987
Change %: +1005%
Price: $0.000100^*
Shares after: 5,522,987
Date: 22 Nov 2022
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EVOA transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +998,545
Change %
Price: $0.000000
Shares after: 998,545
Date: 28 Aug 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 998,545
Exercise price
Footnotes: F3, F4

EVOA transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +1,954,451
Change %
Price: $0.000000
Shares after: 1,954,451
Date: 28 Aug 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,954,451
Exercise price
Footnotes: F1, F3

EVOA transaction Derivative

Warrant (right to buy)

Award

Transaction value: $0
Shares: +995,172
Change %
Price: $0.000000
Shares after: 995,172
Date: 28 Aug 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 995,172
Exercise price: $0.6300
Footnotes: F5, F6

EVOA transaction Derivative

Warrant (right to buy)

Conversion of derivative security

Transaction value: $0
Shares: +5,022,987
Change %
Price: $0.000000
Shares after: 5,022,987
Date: 08 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,022,987
Exercise price: $0.000100
Footnotes: F7

EVOA transaction Derivative

Warrant (right to buy)

Conversion of derivative security

Transaction value: $0
Shares: +2,511,494
Change %
Price: $0.000000
Shares after: 2,511,494
Date: 08 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,511,494
Exercise price
Footnotes: F7

EVOA transaction Derivative

Warrant (right to buy)

Options Exercise

Transaction value: $0
Shares: -5,022,987
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 22 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,022,987
Exercise price: $0.000100
Footnotes: F1

EVOA holding Derivative

Warrant (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 333,333
Date: 22 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 333,333
Exercise price: $3.00

EVOA holding Derivative

Warrant (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 333,333
Date: 22 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 333,333
Exercise price: $5.00

EVOA holding Derivative

Warrant (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 333,333
Date: 22 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 333,333
Exercise price: $7.00

EVOA holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,000
Date: 22 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 20,000
Exercise price: $2.50
Footnotes: F1

EVOA holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,000
Date: 22 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 20,000
Exercise price: $1.50
Footnotes: F1

EVOA holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 500,000
Date: 22 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 500,000
Exercise price: $1.50
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Fully vested.

Footnote F2

125,000 options vest on 11/2/21 and the remainder vesting in equal installments on the next three anniversaries of the grant date.

Footnote F3

Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the Issuer, its cash equivalent or a combination thereof, in the discretion of the Issuer.

Footnote F4

332,849 restricted stock units vest on 12/31/23, and 332,848 restricted stock units vest on each of 12/31/24 and 12/31/25.

Footnote F5

Fully exercisable.

Footnote F6

This warrant will expire upon the earlier of (a) 5:00 p.m., New York City time, on 09/08/2027 and (b) the consummation of a change of control.

Footnote F7

In connection with the terms of an Exchange Agreement dated 9/8/2022 (as fully described in the Form 8-K filed with the SEC on 9/14/22), warrants were issued to the Reporting Person.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. to update or revoke optional consent for future visits. For more information, see our Privacy Policy .