Billy L. Peck Jr. - 02 Nov 2021 Form 4 Insider Report for EVO Transportation & Energy Services, Inc.

Role
EVP, Business Development
Signature
/s/ Billy L. ("Trey") Peck, Jr.
Issuer symbol
EVOA on OTC
Transactions as of
02 Nov 2021
Net transactions value
$0
Form type
4
Filing time
14 Dec 2021, 18:31:02 UTC
Previous filing
08 Sep 2021
Next filing
29 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EVOA Common Stock 500,000 02 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVOA Stock Option (right to buy) Award $0 +500,000 $0.000000 500,000 02 Nov 2021 Common Stock 500,000 $1.50 Direct F2
holding EVOA Warrant (right to buy) 333,333 02 Nov 2021 Common Stock 333,333 $3.00 Direct
holding EVOA Warrant (right to buy) 333,333 02 Nov 2021 Common Stock 333,333 $5.00 Direct
holding EVOA Warrant (right to buy) 333,333 02 Nov 2021 Common Stock 333,333 $7.00 Direct
holding EVOA Stock Option (right to buy) 20,000 02 Nov 2021 Common Stock 20,000 $2.50 Direct F1
holding EVOA Stock Option (right to buy) 20,000 02 Nov 2021 Common Stock 20,000 $1.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 125,000 options vest on 11/2/21 and the remainder vesting in equal installments on the next three anniversaries of the grant date.