Key facts
- This page summarizes Michael Leroy Lewis's Form 4 filing for Bakkt Holdings, Inc. (BKKT).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 28 Feb 2023, 16:00.
Michael Leroy Lewis - 24 Feb 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)
- Reporting relationship
- Chief Engineering Officer
- Issuer ticker
- BKKT
- Reported as of
- 24 Feb 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Feb 2023, 16:00:05 UTC
- Prior SEC filing
- 14 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Marc D'Annunzio Attorney-in-Fact for Michael Leroy Lewis
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Michael Leroy Lewis filed Form 4 for Bakkt Holdings, Inc. (BKKT) on 28 Feb 2023.
Change
- Previous filing in this sequence was filed on 14 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BKKT
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +140,992
- Change %
- +51%
- Price
- $0.000000
- Shares after
- 420,125
- Date
- 24 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F2
BKKT
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +50,000
- Change %
- +12%
- Price
- $0.000000
- Shares after
- 470,125
- Date
- 24 Feb 2023
- Ownership
- Direct
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
Footnote F2
Includes 333,320 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.
Footnote F3
These securities are RSU. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
Footnote F4
Includes 383,320 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.