Michael Leroy Lewis - Feb 10, 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Engineering Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Michael Leroy Lewis
Stock symbol
BKKT
Transactions as of
Feb 10, 2023
Transactions value $
-$19,075
Form type
4
Date filed
2/14/2023, 08:19 PM
Previous filing
Feb 6, 2023
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Tax liability -$19.1K -11.6K -4% $1.64 279K Feb 10, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.
F2 Includes 192,328 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.