Michelle Gill - 14 Sep 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Reporting relationship: Executive Vice President
Issuer ticker: SOFI
Reported as of: 14 Sep 2022
Net transaction value: -$541,029
SEC form: 4
Accepted by SEC: 16 Sep 2022, 20:08:10 UTC
Prior SEC filing: 16 Jun 2022
Next SEC filing: 29 Dec 2023
Source filing: View source filing
Reporting owner signature: /s/ Deanna Smith, Attorney-in-Fact

Key filing fact

Michelle Gill filed Form 4 for SoFi Technologies, Inc. (SOFI) on 16 Sep 2022.

Key facts

This page summarizes Michelle Gill's Form 4 filing for SoFi Technologies, Inc. (SOFI).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 Sep 2022, 20:08.

Change

Previous filing in this sequence was filed on 16 Jun 2022.
Current net transaction value: -$541,029.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SOFI transaction

Common Stock

Options Exercise

Transaction value
Shares: +172,677
Change %: +9.4%
Price
Shares after: 2,003,900
Date: 14 Sep 2022
Ownership: Direct
Footnotes: F1

SOFI transaction

Common Stock

Tax liability

Transaction value: $541,029
Shares: -92,642
Change %: -4.6%
Price: $5.84
Shares after: 1,911,258
Date: 14 Sep 2022
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SOFI transaction Derivative

Common Stock

Options Exercise

Transaction value: $0
Shares: -172,677
Change %: -9.9%
Price: $0.000000
Shares after: 1,575,580
Date: 14 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 172,677
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Michelle Gill is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Footnote F2

Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Footnote F3

Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.