Michelle Gill - Jun 14, 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Executive Vice President
Signature
/s/ Deanna Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Jun 14, 2022
Transactions value $
-$971,586
Form type
4
Date filed
6/16/2022, 06:14 PM
Previous filing
May 3, 2022
Next filing
Sep 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock +Options Exercise +228,755 +12.92% 1,999,860 Jun 14, 2022 Direct F1
transaction SOFI Common Stock -Tax liability -$697,586 -118,637 -5.93% $5.88 1,881,223 Jun 14, 2022 Direct F2
transaction SOFI Common Stock -Sell -$274,000 -50,000 -2.66% $5.48 1,831,223 Jun 14, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Common Stock -Options Exercise $0 -228,755 -11.57% $0.00 1,748,257 Jun 14, 2022 Common Stock 228,755 Direct F2, F3

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.