Key facts
- This page summarizes Laureen Cook's Form 4 filing for UNITY BANCORP INC /NJ/ (UNTY).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 30 Mar 2022, 16:58.
Laureen Cook - 28 Mar 2022 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)
- Reporting relationship
- Chief Accounting Officer
- Issuer ticker
- UNTY
- Reported as of
- 28 Mar 2022
- Net transaction value
- -$79,353
- SEC form
- 4
- Accepted by SEC
- 30 Mar 2022, 16:58:12 UTC
- Prior SEC filing
- 05 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- Laureen Cook, POA Jason Murray, Accounting Operations Supervisor
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Laureen Cook filed Form 4 for UNITY BANCORP INC /NJ/ (UNTY) on 30 Mar 2022.
Change
- Previous filing in this sequence was filed on 05 Jan 2022.
- Current net transaction value: -$79,353.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UNTY
transaction
Restricted Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,400
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 28 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
UNTY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,127
- Date
- 28 Mar 2022
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UNTY
transaction
Derivative
Stock Options (Right to buy)
Disposed to Issuer
- Transaction value
- $29,659
- Shares
- -1,333
- Change %
- -7.4%
- Price
- $22.25
- Shares after
- 16,667
- Date
- 28 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,333
- Exercise price
- $22.25
- Footnotes
- F3
UNTY
transaction
Derivative
Stock Options (Right to buy)
Disposed to Issuer
- Transaction value
- $49,694
- Shares
- -2,666
- Change %
- -16%
- Price
- $18.64
- Shares after
- 14,001
- Date
- 28 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,666
- Exercise price
- $18.64
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Laureen Cook is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
3,400 unvested shares were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Ms. Cook's resignation.
Footnote F2
A total of 20,127 shares are beneficially owned by Ms. Cook; 577 shares are held in an account at Shareworks, 16,954 shares are held jointly with her spouse, and 2,596 shares are held in a 401K.
Footnote F3
1,333 unvested options were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Ms. Cook's resignation from the company.
Footnote F4
2,666 unvested options were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Ms. Cook's resignation from the company.
Footnote F5
14,001 stock options were granted under various dates and vesting periods. Options will be exercisable for the 3 months following Ms. Cook's resignation date.
SEC remarks
Total Beneficial Ownership: 34,128