Laureen Cook - Jan 3, 2022 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Chief Accounting Officer
Signature
Laureen Cook, POA Jason Murray, Accounting Operations Supervisor
Stock symbol
UNTY
Transactions as of
Jan 3, 2022
Transactions value $
-$3,071
Form type
4
Date filed
1/5/2022, 04:07 PM
Previous filing
Dec 14, 2021
Next filing
Mar 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Restricted Stock Tax liability -$3.07K -117 -3.33% $26.25 3.4K Jan 3, 2022 Direct F1, F2
holding UNTY Common Stock 20.1K Jan 3, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNTY Stock Options (Right to buy) 18K Jan 3, 2022 Common Stock Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 117 shares were withheld @ 26.25 per share to cover tax liability on 250 restricted shares vested.
F2 3,400 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
F3 16,954 shares are held jointly with her spouse in a brokerage account, 577 are held in an account at Shareworks, and 2,597 shares are held in a 401K.
F4 18,000 stock options were granted under various dates and vesting periods of which 14,001 are currently exercisable.

Remarks:

Total Beneficial Ownership: 37,529