Key facts
- This page summarizes Thomas E. Black Jr.'s Form 4 filing for Hewlett Packard Enterprise Co (HPE).
- 6 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 11 Sep 2023, 19:08.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Options Exercise
Sale
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Options Exercise
Award
Award
Award
Additional SEC filing notes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Footnote F1
The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.405 to $17.55. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Footnote F2
This option became exercisable beginning on this date.
Footnote F3
This option is no longer exercisable beginning on this date.
Footnote F4
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Footnote F5
As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 155.5776 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 146.7244 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
Footnote F6
As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
Footnote F7
As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
SEC remarks
The reported transaction occurred pursuant to a trading plan adopted on 06/06/23.