Thomas E. Black Jr - Mar 9, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Ki Hoon Kim as Attorney-in-Fact for Thomas E Black Jr
Stock symbol
HPE
Transactions as of
Mar 9, 2023
Transactions value $
-$512,902
Form type
4
Date filed
3/13/2023, 04:13 PM
Previous filing
Dec 15, 2022
Next filing
Sep 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Sale -$513K -34.1K -100% $15.05 0 Mar 9, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +150 +0.68% 22.2K Jan 13, 2023 Common Stock 150 Direct F2, F3
transaction HPE Restricted Stock Units Award +474 +0.71% 67.7K Jan 13, 2023 Common Stock 474 Direct F2, F4
transaction HPE Restricted Stock Units Award +1.01K +0.73% 139K Jan 13, 2023 Common Stock 1.01K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.00 to $15.12. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 150.4705 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23.
F4 As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 474.3100 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23.
F5 As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,007.5769 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23.