Key facts
- This page summarizes Byron Roth's Form 4 filing for TIGO ENERGY, INC. (TYGO).
- 2 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 16 Jun 2023, 19:40.
Byron Roth - 14 Jun 2023 Form 4 Insider Report for TIGO ENERGY, INC. (TYGO)
- Reporting relationship
- former director and officer
- Issuer ticker
- TYGO
- Reported as of
- 14 Jun 2023
- Net transaction value
- +$137,432
- SEC form
- 4
- Accepted by SEC
- 16 Jun 2023, 19:40:01 UTC
- Prior SEC filing
- 25 May 2023
- Next SEC filing
- 12 Dec 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Byron Roth
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Byron Roth filed Form 4 for TIGO ENERGY, INC. (TYGO) on 16 Jun 2023.
Change
- Previous filing in this sequence was filed on 25 May 2023.
- Current net transaction value: +$137,432.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TYGO
transaction
Derivative
Warrants to purchase common stock
Purchase
- Transaction value
- $90,520
- Shares
- +100,000
- Change %
- Price
- $0.9052
- Shares after
- 100,000
- Date
- 14 Jun 2023
- Ownership
- See Footnote
- Underlying class
- Common Stock
- Underlying amount
- 100,000
- Exercise price
- $11.50
- Footnotes
- F1, F3
TYGO
transaction
Derivative
Warrants to purchase common stock
Purchase
- Transaction value
- $46,912
- Shares
- +45,208
- Change %
- +45%
- Price
- $1.04
- Shares after
- 145,208
- Date
- 15 Jun 2023
- Ownership
- See Footnote
- Underlying class
- Common Stock
- Underlying amount
- 45,208
- Exercise price
- $11.50
- Footnotes
- F2, F3
TYGO
holding
Derivative
Warrants to purchase common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,350
- Date
- 14 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,350
- Exercise price
- $11.50
TYGO
holding
Derivative
Warrants to purchase common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,350
- Date
- 14 Jun 2023
- Ownership
- See Footnote
- Underlying class
- Common Stock
- Underlying amount
- 1,350
- Exercise price
- $11.50
- Footnotes
- F4
TYGO
holding
Derivative
Warrants to purchase common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,285
- Date
- 14 Jun 2023
- Ownership
- See Footnote
- Underlying class
- Common Stock
- Underlying amount
- 4,285
- Exercise price
- $11.50
- Footnotes
- F5
TYGO
holding
Derivative
Warrants to purchase common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 348
- Date
- 14 Jun 2023
- Ownership
- See Footnote
- Underlying class
- Common Stock
- Underlying amount
- 348
- Exercise price
- $11.50
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Byron Roth is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.87 to $0.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F2
Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.9999 to $1.05, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F3
Owned by Eight is Awesome, LLC, over which Byron Roth has voting and dispositive power.
Footnote F4
Held in an IRA for the benefit of Byron Roth.
Footnote F5
Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
Footnote F6
Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power.