Key facts
- This page summarizes SCW Capital Management, LP's Form 4 filing for AKUMIN INC..
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 22 Jul 2022, 19:25.
SCW Capital Management, LP - 21 Jul 2022 Form 4 Insider Report for AKUMIN INC.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 21 Jul 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 22 Jul 2022, 19:25:40 UTC
- Prior SEC filing
- 10 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- SCW CAPITAL MANAGEMENT, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
SCW Capital Management, LP filed Form 4 for AKUMIN INC. on 22 Jul 2022.
Change
- Previous filing in this sequence was filed on 10 Mar 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AKU
transaction
Common Shares
Sale
- Transaction value
- $1,593,934
- Shares
- -3,065,257
- Change %
- -100%
- Price
- $0.5200
- Shares after
- 0
- Date
- 21 Jul 2022
- Ownership
- See Footnotes
- Footnotes
- F1, F2, F3, F4, F5, F6
AKU
transaction
Common Shares
Purchase
- Transaction value
- $1,004,178
- Shares
- +1,931,112
- Change %
- +45%
- Price
- $0.5200
- Shares after
- 6,231,315
- Date
- 21 Jul 2022
- Ownership
- See Footnotes
- Footnotes
- F1, F2, F3, F4, F5, F7
AKU
transaction
Common Shares
Purchase
- Transaction value
- $589,755
- Shares
- +1,134,145
- Change %
- +56%
- Price
- $0.5200
- Shares after
- 3,167,742
- Date
- 21 Jul 2022
- Ownership
- See Footnotes
- Footnotes
- F1, F2, F3, F4, F5, F8
AKU
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,000,547
- Date
- 21 Jul 2022
- Ownership
- See Footnotes
- Footnotes
- F2, F3, F4, F5, F9
AKU
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,000
- Date
- 21 Jul 2022
- Ownership
- See Footnotes
- Footnotes
- F2, F3, F4, F5, F10
AKU
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 110,000
- Date
- 21 Jul 2022
- Ownership
- See Footnotes
- Footnotes
- F2, F3, F4, F5, F11
AKU
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 33,309
- Date
- 21 Jul 2022
- Ownership
- See Footnotes
- Footnotes
- F2, F3, F4, F5, F12
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 12 footnotes
Footnote F1
Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person.
Footnote F2
This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement.
Footnote F3
SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity.
Footnote F4
Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
Footnote F5
Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
Footnote F6
SCW Single-Asset Partnership QP, LP is the record and direct beneficial owner of these securities of the Issuer.
Footnote F7
SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer.
Footnote F8
SCW Capital QP, LP is the record and direct beneficial owner of these securities of the Issuer.
Footnote F9
SCW Single-Asset Partnership, LP is the record and direct beneficial owner of these securities of the Issuer.
Footnote F10
Robert N. Cathey is the record and direct beneficial owner of these securities of the Issuer.
Footnote F11
John R. Wagner is the record and direct beneficial owner of these securities of the Issuer.
Footnote F12
G. Stacy Smith is the record and direct beneficial owner of these securities of the Issuer.