SCW Capital Management, LP - Mar 8, 2022 Form 4 Insider Report for AKUMIN INC. (AKU)

Role
10%+ Owner
Signature
SCW CAPITAL MANAGEMENT, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member
Stock symbol
AKU
Transactions as of
Mar 8, 2022
Transactions value $
-$19,787
Form type
4
Date filed
3/10/2022, 04:00 PM
Previous filing
Jan 11, 2022
Next filing
Jul 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AKU Common Shares Sale -$4.3K -4.3K -0.21% $1.00 2.02M Mar 8, 2022 See Footnotes F1, F2, F3, F4, F5
transaction AKU Common Shares Sale -$15.5K -16K -0.79% $0.97 2M Mar 9, 2022 See Footnotes F1, F2, F3, F4, F5
holding AKU Common Shares 4.3M Mar 8, 2022 See Footnotes F1, F2, F3, F4, F6
holding AKU Common Shares 2.03M Mar 8, 2022 See Footnotes F1, F2, F3, F4, F7
holding AKU Common Shares 3.07M Mar 8, 2022 See Footnotes F1, F2, F3, F4, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, LP ("SCW Capital QP"), SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), Trinity Investment Group, LLC ("Trinity"), and SCW Capital Management, LP ("SCW Capital Management"). SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP are the direct beneficial owners of the securities covered by this statement.
F2 SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management.
F3 Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
F4 Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
F5 SCW Single-Asset Partnership, LP is the record and direct beneficial owner of these securities of the Issuer.
F6 SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer.
F7 SCW Capital QP, LP is the record and direct beneficial owner of these securities of the Issuer.
F8 SCW Single-Asset Partnership QP, LP is the record and direct beneficial owner of these securities of the Issuer.