Lori Love - 17 Nov 2021 Form 4 Insider Report for CLEANSPARK, INC. (CLSK)

Reporting relationship: Chief Financial Officer
Issuer ticker: CLSK
Reported as of: 17 Nov 2021
Net transaction value: +$50,976
SEC form: 4
Accepted by SEC: 19 Nov 2021, 20:27:59 UTC
Prior SEC filing: 10 Nov 2021
Next SEC filing: 21 Aug 2023
Source filing: View source filing
Reporting owner signature: /s/ Lori Love

Key filing fact

Lori Love filed Form 4 for CLEANSPARK, INC. (CLSK) on 19 Nov 2021.

Key facts

This page summarizes Lori Love's Form 4 filing for CLEANSPARK, INC. (CLSK).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 19 Nov 2021, 20:27.

Change

Previous filing in this sequence was filed on 10 Nov 2021.
Current net transaction value: +$50,976.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CLSK transaction

Common Stock

Options Exercise

Transaction value: $27,000
Shares: +3,000
Change %: +2.4%
Price: $9.00
Shares after: 128,553
Date: 17 Nov 2021
Ownership: Direct
Footnotes: F1

CLSK transaction

Common Stock

Options Exercise

Transaction value: $23,976
Shares: +2,664
Change %: +2.1%
Price: $9.00
Shares after: 131,217
Date: 17 Nov 2021
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CLSK transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -3,000
Change %: -30%
Price: $0.000000
Shares after: 7,000
Date: 17 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,000
Exercise price: $9.00
Footnotes: F3

CLSK transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -2,664
Change %: -42%
Price: $0.000000
Shares after: 3,614
Date: 17 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,664
Exercise price: $9.00

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

$27,000 was paid in cash by the reporting person as consideration for the option exercise.

Footnote F2

$23,976 was paid in cash by the reporting person as consideration for the option exercise.

Footnote F3

On October 26, 2020, the compensation committee of the board of directors of the Issuer approved the grant of an option to purchase 10,000 shares of common stock to the Reporting Person under the Issuer's equity incentive plan, which options vest pursuant to certain corporate milestones of the Issuer for fiscal year 2021.