Lori Love - Nov 8, 2021 Form 4 Insider Report for CLEANSPARK, INC. (CLSK)

Role
Chief Financial Officer
Signature
/s/ Lori Love
Stock symbol
CLSK
Transactions as of
Nov 8, 2021
Transactions value $
$0
Form type
4
Date filed
11/10/2021, 04:28 PM
Previous filing
May 10, 2021
Next filing
Nov 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLSK Common Stock Award $0 +9K +8.71% $0.00 112K Nov 8, 2021 Direct F1
transaction CLSK Common Stock Award $0 +13.3K +11.8% $0.00 126K Nov 8, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLSK Employee Stock Option (Right to Buy) Award $0 +10K $0.00 10K Nov 8, 2021 Common Stock 10K $20.48 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 9,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units shall vest as follows: (i) 750 are vested upon issuance, and (ii) the remaining 8,250 shall vest in equal monthly installments over the next 11 months.
F2 Represents 13,250 shares of restricted common stock, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer.
F3 Vesting of the options is subject to the achievement of certain corporate milestones of the Issuer.