Karen Hon - 31 Dec 2022 Form 5 Insider Report for SVB FINANCIAL GROUP

Reporting relationship: Chief Accounting Officer
Issuer ticker: N/A
Reported as of: 31 Dec 2022
Net transaction value: +$12,087
SEC form: 5
Accepted by SEC: 08 Feb 2023, 10:32:42 UTC
Prior SEC filing: 05 May 2022
Next SEC filing: 04 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/Desiree Combs, Attorney-In-Fact for Karen Hon

Key filing fact

Karen Hon filed Form 5 for SVB FINANCIAL GROUP on 08 Feb 2023.

Key facts

This page summarizes Karen Hon's Form 5 filing for SVB FINANCIAL GROUP.
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 08 Feb 2023, 10:32.

Change

Previous filing in this sequence was filed on 05 May 2022.
Current net transaction value: +$12,087.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SIVB transaction

Common Stock

Award

Transaction value: $12,087
Shares: +36
Change %: +0.99%
Price: $335.74
Shares after: 3,669
Date: 30 Jun 2022
Ownership: Direct
Footnotes: F1

SIVB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 331
Date: 31 Dec 2022
Ownership: Direct
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Footnote F2

The information in this report is based on 401(k)/ESOP Plan statement dated as of December 30, 2022.