Key facts
- This page summarizes Sarah Kirshbaum Levy's Form 4 filing for ESS Tech, Inc. (GWH).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 13 Oct 2021, 16:15.
Sarah Kirshbaum Levy - 08 Oct 2021 Form 4 Insider Report for ESS Tech, Inc. (GWH)
- Reporting relationship
- Director
- Issuer ticker
- GWH
- Reported as of
- 08 Oct 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 13 Oct 2021, 16:15:52 UTC
- Prior SEC filing
- 08 Jun 2021
- Next SEC filing
- 26 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Adam Kriger
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Sarah Kirshbaum Levy filed Form 4 for ESS Tech, Inc. (GWH) on 13 Oct 2021.
Change
- Previous filing in this sequence was filed on 08 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GWH
transaction
Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +50,000
- Change %
- Price
- Shares after
- 50,000
- Date
- 08 Oct 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GWH
transaction
Derivative
Class B Ordinary Shares
Conversion of derivative security
- Transaction value
- Shares
- -50,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 08 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 50,000
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Sarah Kirshbaum Levy is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 1 footnote
Footnote F1
Pursuant to the Agreement and Plan of Merger, dated May 6, 2021, by and among ACON S2 Acquisition Corp., a Cayman Islands exempted company (the "Company"), SCharge Merger Sub, Inc., a Delaware corporation, and ESS Tech, Inc., a Delaware corporation ("ESS"), the parties effected a business combination transaction ("Business Combination"), on October 8, 2021. In connection with the Business Combination, the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "ESS Tech, Inc." ("New ESS"). In connection with the consummation of the Business Combination, 50,000 of Sarah Kirshbaum Levy's Class B ordinary shares, par value $0.0001, of the Company, which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company converted into shares of common stock, par value $0.0001, of New ESS simultaneously with the closing of the Business Combination.