Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Dec 2022, 14:57:32 UTC
Prior SEC filing
05 Dec 2022
Next SEC filing
24 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
SCULPTOR CAPITAL MANAGEMENT, INC /s/ Wayne Cohen, President and Chief Operating Officer

Key filing fact

Sculptor Capital Management, Inc. filed Form 4 for Grove Collaborative Holdings, Inc. (GROV) on 07 Dec 2022.

Key facts

  • This page summarizes Sculptor Capital Management, Inc.'s Form 4 filing for Grove Collaborative Holdings, Inc. (GROV).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 07 Dec 2022, 14:57.

Change

  • Previous filing in this sequence was filed on 05 Dec 2022.
  • Current net transaction value: -$24,800.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GROV transaction

Class A Common Stock

Sale

Transaction value
$14,000
Shares
-25,000
Change %
-0.28%
Price
$0.5600
Shares after
8,803,986
Date
05 Dec 2022
Ownership
By SCM GC Investments Limited
Footnotes
F1, F2
GROV transaction

Class A Common Stock

Sale

Transaction value
$10,800
Shares
-20,000
Change %
-0.23%
Price
$0.5400
Shares after
8,783,986
Date
06 Dec 2022
Ownership
By SCM GC Investments Limited
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Sculptor Capital Management, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Footnote F2

The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.55 to $0.59, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Footnote F3

The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.51 to $0.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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