Key facts
- This page summarizes Sophia Wu's Form 4 filing for AvePoint, Inc. (AVPT).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 22 Dec 2021, 07:04.
Sophia Wu - 17 Dec 2021 Form 4 Insider Report for AvePoint, Inc. (AVPT)
- Reporting relationship
- Chief Accounting Officer
- Issuer ticker
- AVPT
- Reported as of
- 17 Dec 2021
- Net transaction value
- -$203,626
- SEC form
- 4
- Accepted by SEC
- 22 Dec 2021, 07:04:27 UTC
- Prior SEC filing
- 14 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brian Brown, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Sophia Wu filed Form 4 for AvePoint, Inc. (AVPT) on 22 Dec 2021.
Change
- Previous filing in this sequence was filed on 14 Dec 2021.
- Current net transaction value: -$203,626.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AVPT
transaction
Common Stock
Sale
- Transaction value
- $203,626
- Shares
- -32,000
- Change %
- -17%
- Price
- $6.36
- Shares after
- 154,343
- Date
- 17 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Sophia Wu is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Footnote F3
Represents aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021.