Sophia Wu - Dec 7, 2021 Form 4 Insider Report for AvePoint, Inc. (AVPT)

Role
Chief Accounting Officer
Signature
/s/ Brian Brown, Attorney-in-Fact
Stock symbol
AVPT
Transactions as of
Dec 7, 2021
Transactions value $
-$26,100
Form type
4
Date filed
12/14/2021, 11:13 AM
Previous filing
Nov 29, 2021
Next filing
Dec 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVPT Common Stock Tax liability -$26.1K -4.16K -2.18% $6.28 186K Dec 7, 2021 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Sophia Wu is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 do not represent a discretionary transaction by the Reporting Person.
F3 Represents aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021.