Key facts
- This page summarizes Samuel Hikspoors's Form 3 filing for Beneficient (BENF).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 07 Jun 2023, 21:13.
Samuel Hikspoors - 07 Jun 2023 Form 3 Insider Report for Beneficient (BENF)
- Reporting relationship
- Chief Risk Officer
- Issuer ticker
- BENF
- Reported as of
- 07 Jun 2023
- Net transaction value
- $0
- Reporting owner signature
- /s/ David B. Rost, Attorney-in-fact for Samuel Hikspoors
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Samuel Hikspoors filed Form 3 for Beneficient (BENF) on 07 Jun 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BENF
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 92,500
- Date
- 07 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Includes 81,250 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 65,000 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to Samuel Hikspoors (the "Reporting Person") on January 1, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual installments on February 19th of each subsequent calendar year.
Footnote F2
Includes 11,250 shares of Class A common stock issuable upon settlement of an award of 9,000 REUs to the Reporting Person granted pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year.
SEC remarks
Exhibit 24: Power of Attorney