Robert Moles - 23 Feb 2023 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
24 Feb 2023, 19:09:28 UTC
Prior SEC filing
31 May 2022
Next SEC filing
07 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Debbie Reuter as Attorney in fact for Robert Moles

Key filing fact

Robert Moles filed Form 4 for HERITAGE COMMERCE CORP (HTBK) on 24 Feb 2023.

Key facts

  • This page summarizes Robert Moles's Form 4 filing for HERITAGE COMMERCE CORP (HTBK).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 24 Feb 2023, 19:09.

Change

  • Previous filing in this sequence was filed on 31 May 2022.
  • Current net transaction value: +$65,880.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTBK transaction

Common Stock, No Par Value

Options Exercise

Transaction value
$29,565
Shares
+4,500
Change %
+10%
Price
$6.57
Shares after
48,060
Date
23 Feb 2023
Ownership
Direct
HTBK transaction

Common Stock, No Par Value

Options Exercise

Transaction value
$36,315
Shares
+4,500
Change %
+9.4%
Price
$8.07
Shares after
52,560
Date
23 Feb 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HTBK transaction Derivative

Standard Employee Option - NSO

Options Exercise

Transaction value
$0
Shares
-4,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
23 Feb 2023
Ownership
Direct
Underlying class
Common Stock, No Par Value
Underlying amount
4,500
Exercise price
$6.57
HTBK transaction Derivative

Standard Employee Option - NSO

Options Exercise

Transaction value
$0
Shares
-4,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
23 Feb 2023
Ownership
Direct
Underlying class
Common Stock, No Par Value
Underlying amount
4,500
Exercise price
$8.07
* marks a reported price that did not pass the local price check.
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