Frank G. Bisceglia - 01 Feb 2022 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Feb 2022, 15:25:02 UTC
Prior SEC filing
01 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Debbie Reuter as Attorney in fact for Frank G. Bisceglia

Key filing fact

Frank G. Bisceglia filed Form 4 for HERITAGE COMMERCE CORP (HTBK) on 03 Feb 2022.

Key facts

  • This page summarizes Frank G. Bisceglia's Form 4 filing for HERITAGE COMMERCE CORP (HTBK).
  • 6 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 03 Feb 2022, 15:25.

Change

  • Previous filing in this sequence was filed on 01 Jun 2021.
  • Current net transaction value: +$94,635.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTBK transaction

Common Stock, No Par Value

Options Exercise

Transaction value
$28,755
Shares
+4,500
Change %
+12%
Price
$6.39
Shares after
42,875
Date
01 Feb 2022
Ownership
Direct
HTBK transaction

Common Stock, No Par Value

Options Exercise

Transaction value
$29,565
Shares
+4,500
Change %
+10%
Price
$6.57
Shares after
47,375
Date
01 Feb 2022
Ownership
Direct
HTBK transaction

Common Stock, No Par Value

Options Exercise

Transaction value
$36,315
Shares
+4,500
Change %
+9.5%
Price
$8.07
Shares after
51,875
Date
01 Feb 2022
Ownership
Direct
HTBK holding

Common Stock, No Par Value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
93,237
Date
01 Feb 2022
Ownership
Indirect By Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HTBK transaction Derivative

Standard Employee Option - NSO

Options Exercise

Transaction value
$0
Shares
-4,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Feb 2022
Ownership
Direct
Underlying class
Common Stock, No Par Value
Underlying amount
4,500
Exercise price
$6.39
HTBK transaction Derivative

Standard Employee Option - NSO

Options Exercise

Transaction value
$0
Shares
-4,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Feb 2022
Ownership
Direct
Underlying class
Common Stock, No Par Value
Underlying amount
4,500
Exercise price
$6.57
HTBK transaction Derivative

Standard Employee Option - NSO

Options Exercise

Transaction value
$0
Shares
-4,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Feb 2022
Ownership
Direct
Underlying class
Common Stock, No Par Value
Underlying amount
4,500
Exercise price
$8.07
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Frank G. Bisceglia is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

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