Key facts
- This page summarizes Rajiv Rai's Form 4 filing for Stem Holdings, Inc..
- 4 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 08 Sep 2023, 16:00.
Rajiv Rai - 30 Sep 2022 Form 4 Insider Report for Stem Holdings, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 30 Sep 2022
- Net transaction value
- +$121,596
- Reporting owner signature
- /s/ Rajiv Rai
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Rajiv Rai filed Form 4 for Stem Holdings, Inc. on 08 Sep 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: +$121,596.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
STMH
transaction
Common Stock
Award
- Transaction value
- $65,096
- Shares
- +2,169,853
- Change %
- Price
- $0.0300
- Shares after
- 2,169,853
- Date
- 30 Sep 2022
- Ownership
- Direct
STMH
transaction
Common Stock
Award
- Transaction value
- $3,250
- Shares
- +162,500
- Change %
- +7.5%
- Price
- $0.0200
- Shares after
- 2,332,353
- Date
- 01 Dec 2022
- Ownership
- Direct
STMH
transaction
Common Stock
Award
- Transaction value
- $3,250
- Shares
- +162,500
- Change %
- +7%
- Price
- $0.0200
- Shares after
- 2,494,853
- Date
- 19 Jul 2022
- Ownership
- Direct
STMH
transaction
Common Stock
Award
- Transaction value
- $50,000
- Shares
- +5,000,000
- Change %
- +200%
- Price
- $0.0100
- Shares after
- 7,494,853
- Date
- 30 Jun 2023
- Ownership
- Direct
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).