John E. Schultz Jr. - 25 May 2023 Form 4 Insider Report for APPLIED ENERGETICS, INC. (AERG)

Reporting relationship: Director
Issuer ticker: AERG
Reported as of: 25 May 2023
Net transaction value: -$167,308
SEC form: 4
Accepted by SEC: 30 May 2023, 17:19:33 UTC
Prior SEC filing: 23 Nov 2022
Source filing: View source filing
Reporting owner signature: /s/John E. Schultz Jr.

Key filing fact

John E. Schultz Jr. filed Form 4 for APPLIED ENERGETICS, INC. (AERG) on 30 May 2023.

Key facts

This page summarizes John E. Schultz Jr.'s Form 4 filing for APPLIED ENERGETICS, INC. (AERG).
12 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 30 May 2023, 17:19.

Change

Previous filing in this sequence was filed on 23 Nov 2022.
Current net transaction value: -$167,308.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value: $22,908
Shares: -8,300
Change %: -1.3%
Price: $2.76
Shares after: 621,700
Date: 25 May 2023
Ownership: Direct
Footnotes: F1

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value: $3,047
Shares: -1,100
Change %: -0.18%
Price: $2.77
Shares after: 620,600
Date: 25 May 2023
Ownership: Direct
Footnotes: F1

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value: $562
Shares: -200
Change %: -0.03%
Price: $2.81
Shares after: 620,400
Date: 25 May 2023
Ownership: Direct
Footnotes: F1

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value: $1,132
Shares: -400
Change %: -0.06%
Price: $2.83
Shares after: 620,000
Date: 25 May 2023
Ownership: Direct
Footnotes: F1

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value: $35,125
Shares: -12,500
Change %: -2%
Price: $2.81
Shares after: 607,500
Date: 25 May 2023
Ownership: Direct
Footnotes: F1

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value: $17,664
Shares: -6,400
Change %: -1.1%
Price: $2.76
Shares after: 601,100
Date: 25 May 2023
Ownership: Direct
Footnotes: F1

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value: $3,047
Shares: -1,100
Change %: -0.18%
Price: $2.77
Shares after: 600,000
Date: 25 May 2023
Ownership: Direct
Footnotes: F1

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value: $27,605
Shares: -10,000
Change %: -1.3%
Price: $2.76
Shares after: 740,000
Date: 25 May 2023
Ownership: By Spouse
Footnotes: F1

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value: $14,300
Shares: -5,000
Change %: -0.68%
Price: $2.86
Shares after: 735,000
Date: 26 May 2023
Ownership: By Spouse
Footnotes: F1

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value: $14,002
Shares: -5,000
Change %: -0.68%
Price: $2.80
Shares after: 730,000
Date: 26 May 2023
Ownership: By Spouse
Footnotes: F1

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value: $14,100
Shares: -5,000
Change %: -0.68%
Price: $2.82
Shares after: 725,000
Date: 26 May 2023
Ownership: By Spouse
Footnotes: F1

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value: $13,816
Shares: -5,000
Change %: -0.69%
Price: $2.76
Shares after: 720,000
Date: 26 May 2023
Ownership: By Spouse
Footnotes: F1

AERG holding

Common Stock, par value $0.001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 500,000
Date: 25 May 2023
Ownership: By Oak Tree Asset Management
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

500,000 shares directly owned, as well as shares held by Mr. Schultz's spouse, are held in Roth IRA accounts. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,820,000 shares.

SEC remarks

Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.