Key facts
- This page summarizes Tomer Pascal's Form 4/A - Amendment filing for Aterian, Inc. (ATER).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 23 Dec 2021, 16:00.
Tomer Pascal - 15 Mar 2021 Form 4/A - Amendment Insider Report for Aterian, Inc. (ATER)
- Reporting relationship
- Chief Revenue Officer
- Issuer ticker
- ATER
- Reported as of
- 15 Mar 2021
- Net transaction value
- -$822,242
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 23 Dec 2021, 16:00:23 UTC
- Original report date
- 17 Mar 2021
- Prior SEC filing
- 02 Jul 2021
- Next SEC filing
- 02 Jul 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/Tomer Pascal
Source evidence
Original filing metadata and source links for verification.
6 source fields
Reporting owner
1 detail
Key filing fact
Tomer Pascal filed Form 4/A - Amendment for Aterian, Inc. (ATER) on 23 Dec 2021.
Change
- Previous filing in this sequence was filed on 02 Jul 2021.
- Current net transaction value: -$822,242.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ATER
transaction
Common Stock
Options Exercise
- Transaction value
- $194,400
- Shares
- +20,000
- Change %
- +8.7%
- Price
- $9.72*
- Shares after
- 250,358
- Date
- 15 Mar 2021
- Ownership
- Direct
ATER
transaction
Common Stock
Sale
- Transaction value
- $610,336
- Shares
- -20,000
- Change %
- -8%
- Price
- $30.52*
- Shares after
- 230,358
- Date
- 15 Mar 2021
- Ownership
- Direct
- Footnotes
- F1
ATER
transaction
Common Stock
Options Exercise
- Transaction value
- $194,400
- Shares
- +20,000
- Change %
- +8.7%
- Price
- $9.72*
- Shares after
- 250,358
- Date
- 16 Mar 2021
- Ownership
- Direct
ATER
transaction
Common Stock
Sale
- Transaction value
- $600,706
- Shares
- -20,000
- Change %
- -8%
- Price
- $30.04*
- Shares after
- 230,358
- Date
- 16 Mar 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ATER
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -20,000
- Change %
- -16%
- Price
- $0.000000
- Shares after
- 106,666
- Date
- 15 Mar 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,000
- Exercise price
- $9.72
- Footnotes
- F3, F4
ATER
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -20,000
- Change %
- -19%
- Price
- $0.000000
- Shares after
- 86,666
- Date
- 16 Mar 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,000
- Exercise price
- $9.72
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.05 to $31.04, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F2
The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.81 to $30.60, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F3
1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
Footnote F4
All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction.
SEC remarks
This Form 4 is being amended and restated to delete certain footnotes included in the Form 4, as amended (the "Amended Form 4"). The Amended Form 4 inadvertently indicated that the transactions reported therein were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.